Planning data management

A data management plan (DMP) is a document that describes the data a researcher will use, its origin, and how and for how long it will be stored and preserved. For many researchers, the first encounter with a DMP comes when reviewing funders’ application requirements. In practice, however, a carefully prepared DMP is often of greatest benefit to the researcher themselves. Well-defined and thoroughly considered data management procedures make it possible to focus on the research rather than on administrative issues during the project. Establishing a clear plan also helps to avoid potential errors and obstacles that might otherwise emerge unexpectedly later in the project.

How to prepare a data management plan?

An online tool for preparing a data management plan. For guidance on using the tool, see the University of Tartu Library’s research data management learning materials

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A guideline produced by the Consortium of European Social Science Data Archives (CESSDA), providing detailed information on discipline-specific data management practices and comprehensive instructions and practical examples to support the preparation of a data management plan

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Funders’ expectations

An increasing number of research funders and academic publishers require researchers to provide some form of data management plan or data management statement. As requirements vary across funders and funding schemes, it is always advisable to consult the funder’s guidance documents for their specific expectations regarding research data management and compliance with open science principles. Regardless of whether a formal data management plan is required, having one in place generally facilitates the preparation of funding applications, ethics committee submissions and research publications.

For national research funding (previously ‘personaalne uurimistoetus’, PUT) of the Estonian Research Council (ETAG), data management requirements and expectations are specified separately for each call for proposals. In recent years, applicants have not been required to submit a detailed data management plan; however, applications still include a section requiring a brief overview of ethics and data management practices. Although the requirements have remained broadly consistent from year to year, applicants should always review the guidance for the specific call to which they are applying. It is also advisable to attend ETAG’s information sessions, where application requirements are explained and questions can be addressed.

ETAG’s calls for national research funding

Horizon Europe

Within Horizon Europe, research data management is considered a mandatory open-science practice for any project that generates or reuses digital data.

At the proposal stage, applicants are required to provide only a brief data management overview, typically around one page, as part of the open science section of the proposal. A full data management plan is not required at this stage.

If funding is awarded, a comprehensive data management plan must be submitted within the first six months of the project. The plan should then be updated in the middle and at the end of the project. The DMP template is available through the European Commission’s Funding & Tenders Portal by searching for “data management plan”.

Horizon Europe requirements for research data management (OpenAIRE)

Please note

A common mistake when preparing the data management section of a funding application is failing to describe all project data: the research part of the proposal refers to data sources (registry data, datasets from previous studies, or data provided by project partners) not mentioned in the data management overview. A data management plan should cover all data that will be used and generated within the project, including data that the research team does not collect itself.

Costs related to research data management

Research data management often entails financial costs, the extent of which depends largely on the volume of data involved and the complexity of the planned data processing activities. Some funders (e.g. Horizon Europe) allow data management costs to be included in project budgets and expect applicants to provide a reasonable estimate of these expenses. In social science research projects, the most common cost categories include:

  • personnel costs: staff time spent by project team members and external personnel (e.g. students) on data collection, processing and documentation;
  • transcription, translation and language editing for qualitative studies;
  • software licences for applications not provided centrally by the University of Tartu (MAXQDA, Stata, etc.);
  • storage and infrastructure costs: data storage on the University of Tartu’s cloud services is available free of charge to university staff. However, projects involving large volumes of data or sensitive information may require the use of fee-based services and support of the University of Tartu High Performance Computing Center, for example;
  • publication and archiving fees: obtaining a DataDOI is free of charge for University of Tartu researchers, but international repositories may charge fees for data deposition.

Good to know

The OpenAIRE Estimating Costs RDM tool can help prepare data management cost estimates.